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Investor Education
Investor Education
FINRA Rule 5320
Important Information About Excess SIPC Coverage
Senior Investors
The following links provide helpful information for senior investors, including these important topics: product information, internet fraud, deceptive sales practices and investment schemes.
Protecting Your Account Online
We want to help you better manage and protect your accounts and assets. These sources recommend important considerations for online account access, including advisory articles and consumer protection measures. Whenever you access your accounts online it is important to keep these in mind.
Instructional Guides
Take advantage of online services and account views for registered clients.
Site Features
Stay in touch with your Financial Advisor, pay your bills, research securities, receive your monthly statements online and more. Learn how to maximize your experience on smithbarney.com.
Client Disclosures
- SEC Order Disclosure Rule
- Margin Disclosure
- Business Continuity
- Option Risk Disclosure
- Qualified Retirement Plans
Additional Information
For more information, please contact your Financial Advisor.